WebChief Executive Officer with SMF 1, 3 & 9 responsibilities as part of the FCA Senior Management Certification Regime of: - Capita Life & Pensions Regulated Services Ltd - … Webchief executive function (1) (for an SMCR firm) FCA controlled function SMF1 in the table of FCA-designated senior management functions, described more fully in SUP 10C.5.21R ; …
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WebSam Woods Deputy Governor for Prudential Regulation and CEO of the Prudential Regulation Authority [1 July 2024] Dear Chief Executive Officer Managing climate-related financial risk –thematic feedback from the PRA’s review of firms’Supervisory Statement 3/19 (SS3/19) plans and clarification of expectations Web19 Jul 2024 · An SMF can hold a number of SMFs and where this is the case, the Senior Manager will need to be approved by the FCA for each function. This can be done using one form. Senior Management Functions (SMF) Additional SMF's - Enhanced firms 4.3 Prescribed responsibilities how to get scotland citizenship
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Web8 Jun 2016 · Applicant already has senior management functions (SMFs) at your firm Connect will show you which SMFs the applicant already holds at your firm. You can add SMFs to this list but you cannot remove them. To do this you must use a Notification to Cease a Controlled Function form (Form C). Applying for Multiple Firms WebSMF 1 Chief Executive SMF 2 Chief Finance SMF 3 Executive Director SMF 4 Chief Risk SMF 5 Head of Internal Audit SMF 6 Head of Key Business Area SMF 7 Group Entity Senior … WebM&G plc, incorporated and registered in England and Wales. Registered office: 10 Fenchurch Avenue, London EC3M 5AG. Registered number 11444019. M&G plc is a holding company, some of whose subsidiaries are authorised and regulated, as applicable, by the Prudential Regulation Authority and the Financial Conduct Authority. johnny goodman golf course scorecard